mirror of
https://github.com/dtzp555-max/olp.git
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Second Phase 3 D-day. Implements ADR 0008 § 4 query API. Pure in-memory
ndjson scan; cross-file walk over audit.ndjson (live) +
audit-YYYY-MM-DD.ndjson (rotated). No server.mjs integration in this
D-day (D50 wires the consuming endpoints).
NEW lib/audit-query.mjs (~370 lines): 5 public API functions per
ADR 0008 § 4.1:
- discoverAuditFiles({ olpHome }): filesystem scan; returns
Map<date|'live', path>.
- readAuditWindow({ startMs, endMs, olpHome, logEvent }): generator
over events in half-open window [startMs, endMs). Walks rotated
date files + live file. Skips malformed lines + logs warn.
- aggregateRequests({ windowMs, olpHome }): counts + status buckets
+ by_provider + by_owner_tier + by_path + median/p95 latency over
rolling window.
- topFallbackChains({ windowMs, limit, olpHome }): top-N chains by
trigger count from events with fallback_hops > 0. Tied-count
tiebreak: ascending first_seen.
- spendTrendDaily({ days, olpHome }): daily series ending today
with sparse-fill for zero-request days. Per-day request_count +
median latency + by_provider breakdown.
- cacheHitRateWindow({ windowMs, olpHome }): audit-derived cache
hit rate (bypass excluded from denominator); per-provider + overall.
PII discipline (ADR 0008 § 4.3): every aggregate function relays only
schema fields; never message content. Suite 23g actively asserts the
absence of content/message/messages/prompt/response/body keys in every
aggregate output.
Cross-file walk semantics (ADR 0008 § 4.2): half-open window
[startMs, endMs); date-range computed once from window bounds; each
rotated date file checked; live audit.ndjson always checked (it
covers today regardless of whether the window endpoint is past
midnight).
spendTrendDaily calendar-date semantics:
days: N returns "last N calendar UTC dates ending today" — NOT
"events within a rolling N*86400-ms window" (which would span N+1
distinct UTC dates and produce off-by-one buckets at non-midnight
call times). Computed via:
for (let i = days-1; i >= 0; i--)
dates.push(_utcDateFromMs(now - i*86400*1000));
cacheHitRateWindow denominator: hit_rate = hit / (hit + miss).
Bypass is intentional non-cacheable (Anthropic cache_control marker),
NOT a cache miss; excluding it from the denominator gives a clean
cache-effectiveness signal.
TESTS — Suite 23, +27 (544 → 571):
23a-1..4: discoverAuditFiles (empty dir / live only / live+rotated /
non-audit files ignored)
23b-1..6: readAuditWindow (all-coverage / single-day / half-open
exclusivity / empty window / missing files / malformed-skip with
warn)
23c-1..4: aggregateRequests (counts + status buckets + by_provider;
by_owner_tier; median+p95 latency over realistic distribution;
invalid windowMs rejection)
23d-1..4: topFallbackChains (sort desc by count; limit truncation;
fallback_hops=0 excluded; first_seen/last_seen carried)
23e-1..3: spendTrendDaily (N-day range correctness — caught off-by-
one during local run; populated day breakdown; empty day sparse-
fill)
23f-1..3: cacheHitRateWindow (overall + per-provider hit_rate;
bypass not in denominator; cache_status=null events excluded)
23g-1..3: PII guard for aggregateRequests / spendTrendDaily /
topFallbackChains + cacheHitRateWindow — every output JSON-
stringified + scanned for forbidden PII keys
DOCUMENTATION:
- AGENTS.md: lib/audit-query.mjs new entry; lib/audit.mjs note added
that D52 extends with daily rotation.
NOT IN D49 scope:
- server.mjs endpoints consuming these queries (D50)
- dashboard.html (D51)
- lib/audit.mjs rotation extension + bin/olp-audit-rotate.mjs (D52)
- tried_providers schema fix (D53; D45 P2 deferral)
- Phase 3 close → v0.3.0 (D55; maintainer-triggered)
Test count: 544 → 571 (+27). Verified locally via npm test.
AUTHORITY:
- ADR 0008 § 4 (query API surface) + § 5 (rotation file naming
pattern) + § 3 (storage layout).
- ADR 0007 § 8 (audit ndjson event schema — input data).
- CLAUDE.md release_kit overlay phase_rolling_mode — under
Unreleased.
- Standing autopilot grant.
ALIGNMENT.md scope check: this PR adds a new lib/ module. No provider
plugin / entry surface / IR change. Rule 5 commit-citation requirements
for those scopes do not apply.
Co-authored-by: dtzp555 <dtzp555@gmail.com>
Co-authored-by: Claude Opus 4.7 <noreply@anthropic.com>
490 lines
18 KiB
JavaScript
490 lines
18 KiB
JavaScript
/**
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* lib/audit-query.mjs — OLP audit ndjson aggregate query layer (Phase 3 / D49)
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*
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* Authority: ADR 0008 § 4 (query API surface) + § 5 (rotation file naming) +
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* § 3 (storage layout). Reads `~/.olp/logs/audit.ndjson` (live) +
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* `audit-YYYY-MM-DD.ndjson` (rotated dailies) and returns aggregate
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* summaries shaped for the Dashboard endpoints (D50).
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*
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* Query model (ADR 0008 Lane 2 = A): in-memory scan per request. O(N) where
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* N = total lines in the date range. Family-scale acceptable; SQLite hybrid
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* (ADR 0007 § 13) is the documented forward path when N+queries get slow.
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*
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* PII discipline (ADR 0007 § 8 + ADR 0008 § 4.3): event shape is hash + shape
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* only — no message content, no response content, no raw tokens. This module
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* MUST NOT introduce derived fields that reveal content. Every aggregate
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* function asserts the input event has the expected shape but does NOT inspect
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* or relay message bodies.
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*
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* What is NOT in this module (intentional split):
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* - Daily rotation trigger (D52, lib/audit.mjs extension)
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* - Server endpoints that consume these queries (D50, server.mjs)
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* - Dashboard HTML / DOM render (D51, dashboard.html)
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*/
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import { readFileSync, readdirSync, existsSync } from 'node:fs';
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import { join } from 'node:path';
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import { homedir } from 'node:os';
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// ── Constants ─────────────────────────────────────────────────────────────
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const DEFAULT_OLP_HOME = join(homedir(), '.olp');
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const OLP_HOME_ENV = 'OLP_HOME';
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const LIVE_AUDIT_FILE = 'audit.ndjson';
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const ROTATED_FILE_PATTERN = /^audit-(\d{4}-\d{2}-\d{2})\.ndjson$/;
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// ── Path helpers ──────────────────────────────────────────────────────────
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function _resolveOlpHome(opts) {
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if (opts?.olpHome) return opts.olpHome;
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if (process.env[OLP_HOME_ENV]) return process.env[OLP_HOME_ENV];
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return DEFAULT_OLP_HOME;
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}
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function _logsDir(opts) {
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return join(_resolveOlpHome(opts), 'logs');
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}
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/**
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* Returns the UTC-date string (YYYY-MM-DD) for an ISO-8601 timestamp.
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*/
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function _utcDateString(isoTs) {
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if (typeof isoTs !== 'string' || isoTs.length < 10) return null;
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return isoTs.slice(0, 10);
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}
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/**
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* Returns the UTC-date string for an epoch-ms.
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*/
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function _utcDateFromMs(ms) {
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return new Date(ms).toISOString().slice(0, 10);
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}
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/**
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* Inclusive range of UTC date strings from startDate to endDate (both
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* YYYY-MM-DD). Returns the list in ascending order. Safe for spans up to
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* several years (no upper bound enforced — caller's responsibility).
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*/
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function _dateRange(startDate, endDate) {
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const dates = [];
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const cur = new Date(`${startDate}T00:00:00Z`);
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const end = new Date(`${endDate}T00:00:00Z`);
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while (cur <= end) {
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dates.push(cur.toISOString().slice(0, 10));
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cur.setUTCDate(cur.getUTCDate() + 1);
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}
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return dates;
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}
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// ── File enumeration ──────────────────────────────────────────────────────
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/**
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* Discover audit files in the logs directory. Returns a Map from
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* date-string ('YYYY-MM-DD' or 'live' for the un-rotated file) to absolute
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* file path. The 'live' entry is `audit.ndjson` if present; date-string
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* entries are the rotated daily files matching `audit-YYYY-MM-DD.ndjson`.
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*
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* Returns an empty Map if the logs directory does not exist or is empty.
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* Caller responsible for date filtering.
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*
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* @param {object} [opts] - { olpHome }
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* @returns {Map<string, string>} date-string → absolute file path
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*/
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export function discoverAuditFiles(opts = {}) {
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const dir = _logsDir(opts);
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const out = new Map();
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if (!existsSync(dir)) return out;
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let entries;
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try { entries = readdirSync(dir); } catch { return out; }
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for (const name of entries) {
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if (name === LIVE_AUDIT_FILE) {
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out.set('live', join(dir, name));
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continue;
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}
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const m = ROTATED_FILE_PATTERN.exec(name);
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if (m) {
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out.set(m[1], join(dir, name));
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}
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}
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return out;
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}
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// ── Line-level read + parse ───────────────────────────────────────────────
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/**
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* Parse a single ndjson line. Returns the event object on success, or
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* null on parse error. Caller logs warn for null returns.
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*/
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function _parseLine(line) {
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if (!line) return null;
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try {
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const obj = JSON.parse(line);
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if (typeof obj !== 'object' || obj === null) return null;
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return obj;
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} catch {
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return null;
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}
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}
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/**
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* Read all events from a single file, skipping malformed lines.
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* Logs warn (via logEvent override or console) for each malformed line so
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* a corrupted day doesn't kill the query.
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*
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* @param {string} path
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* @param {(level: string, event: string, data?: object) => void} [logEvent]
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* @returns {Array<object>} parsed events
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*/
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function _readFileEvents(path, logEvent) {
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let raw;
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try {
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raw = readFileSync(path, 'utf-8');
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} catch (err) {
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// Re-throw read errors (EACCES, ENOENT during race) so the dashboard
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// endpoint surfaces 500 with diagnostic per ADR 0008 § 4.4.
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throw new Error(`audit_query_read_failed: ${path}: ${err?.message ?? err}`);
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}
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const lines = raw.split('\n');
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const events = [];
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let skipped = 0;
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for (let i = 0; i < lines.length; i++) {
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const line = lines[i].trim();
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if (!line) continue;
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const ev = _parseLine(line);
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if (ev === null) {
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skipped++;
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continue;
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}
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events.push(ev);
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}
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if (skipped > 0 && logEvent) {
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logEvent('warn', 'audit_query_skip_malformed', { path, skipped });
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}
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return events;
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}
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// ── Public API ────────────────────────────────────────────────────────────
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/**
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* Iterate all audit events in [startMs, endMs). Walks the rotated daily
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* files whose date overlaps the range + today's live audit.ndjson. Within
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* each file, includes only events whose `ts` falls in the window.
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*
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* Per ADR 0008 § 4.2: window semantics are half-open [start, end).
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*
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* @param {object} args
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* @param {number} args.startMs - epoch-ms inclusive lower bound
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* @param {number} args.endMs - epoch-ms exclusive upper bound
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* @param {string} [args.olpHome]
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* @param {(level: string, event: string, data?: object) => void} [args.logEvent]
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* @yields {object} parsed audit event
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*/
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export function* readAuditWindow({ startMs, endMs, olpHome, logEvent } = {}) {
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if (typeof startMs !== 'number' || typeof endMs !== 'number') {
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throw new Error('readAuditWindow: startMs and endMs (numbers) are required');
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}
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if (endMs <= startMs) return; // empty window
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const files = discoverAuditFiles({ olpHome });
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if (files.size === 0) return;
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// Walk all dates in [startMs, endMs) plus the live file (today).
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const startDate = _utcDateFromMs(startMs);
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const endDate = _utcDateFromMs(endMs - 1); // endMs is exclusive
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const dateList = _dateRange(startDate, endDate);
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for (const date of dateList) {
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const path = files.get(date);
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if (!path) continue;
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const events = _readFileEvents(path, logEvent);
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for (const ev of events) {
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const tsStr = ev.ts;
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if (typeof tsStr !== 'string') continue;
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const tsMs = Date.parse(tsStr);
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if (Number.isNaN(tsMs)) continue;
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if (tsMs >= startMs && tsMs < endMs) yield ev;
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}
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}
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// Live file (today) — always check; date may overlap window's end.
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const livePath = files.get('live');
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if (livePath) {
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const events = _readFileEvents(livePath, logEvent);
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for (const ev of events) {
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const tsStr = ev.ts;
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if (typeof tsStr !== 'string') continue;
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const tsMs = Date.parse(tsStr);
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if (Number.isNaN(tsMs)) continue;
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if (tsMs >= startMs && tsMs < endMs) yield ev;
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}
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}
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}
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/**
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* Aggregate request shape over a rolling window ending at "now".
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*
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* Returns:
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* {
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* window: { startMs, endMs },
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* request_count, status_2xx, status_4xx, status_5xx,
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* by_provider: { [providerKey]: { count, cache_hit, cache_miss, cache_bypass, fallback_count } },
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* by_owner_tier: { owner: N, guest: N, anonymous: N },
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* by_path: { '/v1/chat/completions': N, '/v1/models': N, ... },
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* median_latency_ms, p95_latency_ms,
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* }
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*
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* Per ADR 0008 § 4.1 + § 4.3 PII discipline: aggregates count + categorical
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* breakdowns only, NEVER message content.
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*
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* @param {object} args
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* @param {number} args.windowMs - duration in ms; window = [now - windowMs, now)
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* @param {string} [args.olpHome]
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* @param {(level, event, data?) => void} [args.logEvent]
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* @param {() => number} [args._nowFn] - injectable for testing
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*/
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export function aggregateRequests({ windowMs, olpHome, logEvent, _nowFn } = {}) {
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if (typeof windowMs !== 'number' || windowMs <= 0) {
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throw new Error('aggregateRequests: windowMs (positive number) is required');
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}
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const now = (_nowFn ?? Date.now)();
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const startMs = now - windowMs;
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const endMs = now;
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const result = {
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window: { startMs, endMs },
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request_count: 0,
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status_2xx: 0,
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status_4xx: 0,
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status_5xx: 0,
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by_provider: {},
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by_owner_tier: { owner: 0, guest: 0, anonymous: 0 },
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by_path: {},
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median_latency_ms: 0,
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p95_latency_ms: 0,
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};
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const latencies = [];
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for (const ev of readAuditWindow({ startMs, endMs, olpHome, logEvent })) {
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result.request_count++;
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// Status code bucket
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const sc = typeof ev.status_code === 'number' ? ev.status_code : 0;
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if (sc >= 200 && sc < 300) result.status_2xx++;
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else if (sc >= 400 && sc < 500) result.status_4xx++;
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else if (sc >= 500) result.status_5xx++;
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// By provider
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if (typeof ev.provider === 'string' && ev.provider.length > 0) {
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const p = result.by_provider[ev.provider] ??= {
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count: 0, cache_hit: 0, cache_miss: 0, cache_bypass: 0, fallback_count: 0,
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};
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p.count++;
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if (ev.cache_status === 'hit') p.cache_hit++;
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else if (ev.cache_status === 'miss') p.cache_miss++;
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else if (ev.cache_status === 'bypass') p.cache_bypass++;
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if (typeof ev.fallback_hops === 'number' && ev.fallback_hops > 0) p.fallback_count++;
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}
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// By owner tier
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if (ev.owner_tier === 'owner') result.by_owner_tier.owner++;
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else if (ev.owner_tier === 'guest') result.by_owner_tier.guest++;
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else result.by_owner_tier.anonymous++;
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// By path
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if (typeof ev.path === 'string' && ev.path.length > 0) {
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result.by_path[ev.path] = (result.by_path[ev.path] ?? 0) + 1;
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}
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// Latency
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if (typeof ev.latency_ms === 'number' && ev.latency_ms >= 0) {
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latencies.push(ev.latency_ms);
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}
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}
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// Median + p95 over sorted latencies
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if (latencies.length > 0) {
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latencies.sort((a, b) => a - b);
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const midIdx = Math.floor(latencies.length / 2);
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result.median_latency_ms = latencies.length % 2 === 0
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? Math.round((latencies[midIdx - 1] + latencies[midIdx]) / 2)
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: latencies[midIdx];
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const p95Idx = Math.min(latencies.length - 1, Math.floor(latencies.length * 0.95));
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result.p95_latency_ms = latencies[p95Idx];
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}
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return result;
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}
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/**
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* Top-N fallback chains by trigger count in window. A "chain" is the
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* `tried_providers` array from an event with fallback_hops > 0. Returns
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* sorted array descending by count; ties broken by earliest first_seen.
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*
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* [{ chain: ['anthropic', 'openai'], count: 42, first_seen, last_seen }, ...]
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*
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* @param {object} args
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* @param {number} args.windowMs
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* @param {number} [args.limit=10]
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* @param {string} [args.olpHome]
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* @param {(level, event, data?) => void} [args.logEvent]
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* @param {() => number} [args._nowFn]
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*/
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export function topFallbackChains({ windowMs, limit = 10, olpHome, logEvent, _nowFn } = {}) {
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if (typeof windowMs !== 'number' || windowMs <= 0) {
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throw new Error('topFallbackChains: windowMs (positive number) is required');
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}
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const now = (_nowFn ?? Date.now)();
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const startMs = now - windowMs;
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const endMs = now;
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// Map chain-key (joined string) → aggregate
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const chains = new Map();
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for (const ev of readAuditWindow({ startMs, endMs, olpHome, logEvent })) {
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if (typeof ev.fallback_hops !== 'number' || ev.fallback_hops <= 0) continue;
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if (!Array.isArray(ev.tried_providers) || ev.tried_providers.length < 2) continue;
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const key = ev.tried_providers.join('→');
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const entry = chains.get(key);
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const ts = typeof ev.ts === 'string' ? ev.ts : null;
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if (entry === undefined) {
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chains.set(key, {
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chain: [...ev.tried_providers],
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count: 1,
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first_seen: ts,
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last_seen: ts,
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});
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} else {
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entry.count++;
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if (ts && (!entry.first_seen || ts < entry.first_seen)) entry.first_seen = ts;
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if (ts && (!entry.last_seen || ts > entry.last_seen)) entry.last_seen = ts;
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}
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}
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// Sort desc by count, ascending by first_seen on ties
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const arr = [...chains.values()];
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arr.sort((a, b) => {
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if (b.count !== a.count) return b.count - a.count;
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if (a.first_seen && b.first_seen) return a.first_seen < b.first_seen ? -1 : a.first_seen > b.first_seen ? 1 : 0;
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return 0;
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});
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return arr.slice(0, limit);
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}
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/**
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* Daily series of request_count + median latency_ms + by_provider over N
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* UTC days ending today. Sparse-fills zero-request days. Returns ascending
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* by date:
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*
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* [{ date: '2026-05-22', request_count, median_latency_ms, by_provider }, ...]
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*
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* by_provider is { [providerKey]: count } per day.
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|
*
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|
* @param {object} args
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|
* @param {number} args.days
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* @param {string} [args.olpHome]
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* @param {(level, event, data?) => void} [args.logEvent]
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|
* @param {() => number} [args._nowFn]
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|
*/
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|
export function spendTrendDaily({ days, olpHome, logEvent, _nowFn } = {}) {
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if (typeof days !== 'number' || days <= 0) {
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throw new Error('spendTrendDaily: days (positive number) is required');
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|
}
|
|
const now = (_nowFn ?? Date.now)();
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|
|
|
// Compute the N UTC dates ending today (inclusive). Semantics: "last N
|
|
// calendar dates ending today" — NOT "events within a rolling N*86400-ms
|
|
// window ago" (the latter would span N+1 distinct UTC dates and produce
|
|
// off-by-one buckets at non-midnight call times).
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const dates = [];
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for (let i = days - 1; i >= 0; i--) {
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dates.push(_utcDateFromMs(now - i * 86400 * 1000));
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}
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// Window covers the start of the first date through "now" so readAuditWindow
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|
// sees every event whose ts falls in any of the N dates' UTC days.
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|
const startMs = Date.parse(`${dates[0]}T00:00:00Z`);
|
|
const endMs = now;
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|
|
|
// Bucket by UTC date
|
|
const buckets = new Map();
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|
for (const ev of readAuditWindow({ startMs, endMs, olpHome, logEvent })) {
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|
const date = _utcDateString(ev.ts);
|
|
if (!date) continue;
|
|
const b = buckets.get(date) ?? { request_count: 0, latencies: [], by_provider: {} };
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|
b.request_count++;
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|
if (typeof ev.latency_ms === 'number') b.latencies.push(ev.latency_ms);
|
|
if (typeof ev.provider === 'string' && ev.provider.length > 0) {
|
|
b.by_provider[ev.provider] = (b.by_provider[ev.provider] ?? 0) + 1;
|
|
}
|
|
buckets.set(date, b);
|
|
}
|
|
|
|
// Sparse-fill using the precomputed dates list (preserves ascending order)
|
|
return dates.map(date => {
|
|
const b = buckets.get(date);
|
|
if (b) {
|
|
b.latencies.sort((a, b) => a - b);
|
|
const midIdx = Math.floor(b.latencies.length / 2);
|
|
const median = b.latencies.length === 0 ? 0
|
|
: b.latencies.length % 2 === 0
|
|
? Math.round((b.latencies[midIdx - 1] + b.latencies[midIdx]) / 2)
|
|
: b.latencies[midIdx];
|
|
return {
|
|
date,
|
|
request_count: b.request_count,
|
|
median_latency_ms: median,
|
|
by_provider: b.by_provider,
|
|
};
|
|
}
|
|
return { date, request_count: 0, median_latency_ms: 0, by_provider: {} };
|
|
});
|
|
}
|
|
|
|
/**
|
|
* Audit-derived cache hit rate over the window. Differs from
|
|
* `cacheStore.stats()` in server.mjs: that is the live in-process counter;
|
|
* this is the audit-side rate scoped to the rolling window.
|
|
*
|
|
* { window: { startMs, endMs }, total, hit, miss, bypass, hit_rate, by_provider }
|
|
*
|
|
* @param {object} args
|
|
* @param {number} args.windowMs
|
|
* @param {string} [args.olpHome]
|
|
* @param {(level, event, data?) => void} [args.logEvent]
|
|
* @param {() => number} [args._nowFn]
|
|
*/
|
|
export function cacheHitRateWindow({ windowMs, olpHome, logEvent, _nowFn } = {}) {
|
|
if (typeof windowMs !== 'number' || windowMs <= 0) {
|
|
throw new Error('cacheHitRateWindow: windowMs (positive number) is required');
|
|
}
|
|
const now = (_nowFn ?? Date.now)();
|
|
const startMs = now - windowMs;
|
|
const endMs = now;
|
|
|
|
let total = 0, hit = 0, miss = 0, bypass = 0;
|
|
const by_provider = {};
|
|
|
|
for (const ev of readAuditWindow({ startMs, endMs, olpHome, logEvent })) {
|
|
if (ev.cache_status === null || ev.cache_status === undefined) continue;
|
|
total++;
|
|
const p = typeof ev.provider === 'string' && ev.provider.length > 0 ? ev.provider : '__unknown__';
|
|
const pe = by_provider[p] ??= { total: 0, hit: 0, miss: 0, bypass: 0, hit_rate: 0 };
|
|
pe.total++;
|
|
if (ev.cache_status === 'hit') { hit++; pe.hit++; }
|
|
else if (ev.cache_status === 'miss') { miss++; pe.miss++; }
|
|
else if (ev.cache_status === 'bypass') { bypass++; pe.bypass++; }
|
|
}
|
|
|
|
// Compute hit_rate per provider + overall (excludes bypass from denominator
|
|
// since bypass-by-cache_control is intentional non-cacheable, not a cache miss).
|
|
for (const p of Object.values(by_provider)) {
|
|
const denom = p.hit + p.miss;
|
|
p.hit_rate = denom > 0 ? p.hit / denom : 0;
|
|
}
|
|
const overallDenom = hit + miss;
|
|
const hit_rate = overallDenom > 0 ? hit / overallDenom : 0;
|
|
|
|
return {
|
|
window: { startMs, endMs },
|
|
total, hit, miss, bypass, hit_rate, by_provider,
|
|
};
|
|
}
|